Compliance Frameworks
Compliance Frameworks
Staying compliant isn’t optional—it’s essential to your business. But compliance doesn’t have to be overwhelming. With 17+ years serving regulated industries, Pylon Technology has helped 100+ organizations achieve and maintain compliance across multiple frameworks without disrupting operations.
Our Compliance Philosophy
Compliance should enable your business, not constrain it. We believe in:
- Practical Implementation: Controls that work in the real world, not just on paper
- Continuous Compliance: Automated monitoring and evidence collection year-round
- Clear Communication: No jargon—just plain language about what you need to do
- Proactive Guidance: We stay ahead of regulatory changes so you don’t have to
- Audit Readiness: Always prepared, never scrambling
Frameworks We Support
HIPAA Compliance
Healthcare & Medical Organizations
Comprehensive HIPAA compliance covering the Security Rule, Privacy Rule, and Breach Notification Rule. We protect PHI while enabling efficient healthcare delivery.
Key Services:
- Risk assessments and gap analysis
- Security Rule technical safeguards
- Business Associate Agreement (BAA) support
- Breach response planning
- Staff training programs
SEC & FINRA Compliance
Investment Advisers & Broker-Dealers
Navigate SEC cybersecurity, books and records, and FINRA regulations with confidence. Our infrastructure is designed for regulatory scrutiny.
Key Services:
- SEC Regulation S-P compliance
- Books and records retention (Rule 17a-4)
- Cybersecurity policies and procedures
- Annual compliance reviews
- Exam preparation and support
SOC 2 Type II
Technology & Service Providers
Demonstrate security, availability, and confidentiality to clients through SOC 2 attestation. We help you achieve and maintain compliance.
Key Services:
- SOC 2 readiness assessments
- Control implementation and documentation
- Continuous monitoring and evidence collection
- Annual audit support
- Type I to Type II transition
PCI-DSS Compliance
Organizations Processing Payments
Protect cardholder data and maintain PCI-DSS compliance for credit card processing. Reduce breach risk and avoid penalties.
Key Services:
- Cardholder data environment (CDE) design
- Network segmentation and isolation
- Quarterly vulnerability scans (ASV)
- Annual PCI assessments
- Compensating controls documentation
SOX Compliance
Public Companies
IT general controls, change management, and financial system security for Sarbanes-Oxley compliance. Streamline your SOX IT audit.
Key Services:
- IT general controls (ITGC) framework
- Change management procedures
- Access controls and segregation of duties
- Audit trail and logging
- SOX 404 IT audit support
GDPR Compliance
Organizations with EU Data
Data privacy and protection for organizations handling EU citizen data. Avoid penalties up to €20 million or 4% of annual revenue.
Key Services:
- Data protection impact assessments (DPIA)
- Privacy by design implementation
- Data subject rights management
- Breach notification procedures
- Data processing agreements (DPA)
ISO 27001
International Security Standard
Globally recognized information security management system (ISMS) certification. Demonstrate security commitment to international clients.
Key Services:
- ISO 27001 gap analysis
- ISMS policy development
- Control implementation (Annex A)
- Internal audit support
- Certification audit preparation
NIST Frameworks
Federal & Defense Contractors
NIST 800-53, NIST Cybersecurity Framework, and NIST 800-171 for organizations working with federal government or handling CUI.
Key Services:
- NIST Cybersecurity Framework assessment
- NIST 800-171 compliance (CMMC prerequisite)
- NIST 800-53 controls implementation
- System Security Plans (SSP)
- POA&M development and tracking
Multi-Framework Compliance
Many organizations must comply with multiple frameworks simultaneously. We excel at finding common controls and implementing efficient, overlapping compliance programs.
Common Scenarios:
- Healthcare + SOC 2 (healthcare SaaS providers)
- SEC/FINRA + SOC 2 (fintech companies)
- HIPAA + GDPR (international healthcare)
- PCI-DSS + SOC 2 (payment processors)
- Multiple state privacy laws (CCPA, VCDPA, etc.)
Our Compliance Process
1. Assessment & Gap Analysis (Week 1-2)
- Review current state against framework requirements
- Identify gaps and deficiencies
- Prioritize remediation efforts
- Develop compliance roadmap with timeline
2. Implementation & Remediation (Varies)
- Deploy required technical controls
- Develop policies and procedures
- Configure monitoring and alerting
- Establish evidence collection processes
3. Testing & Validation (Week 1-2)
- Internal compliance testing
- Validate control effectiveness
- Review documentation completeness
- Mock audit or pre-assessment
4. Audit Support (Week 1-2)
- Coordinate with external auditors
- Provide requested evidence
- Answer auditor questions
- Address any findings
5. Continuous Compliance (Ongoing)
- Automated monitoring and alerting
- Quarterly compliance reviews
- Evidence collection and archiving
- Annual recertification support
Compliance Resources
Free Tools & Templates:
- Compliance frameworks comparison chart
- Risk assessment templates
- Policy and procedure templates
- Audit readiness checklists
Why Pylon for Compliance?
Deep Regulatory Experience
17+ years serving regulated industries means we understand:
- What auditors actually look for
- How to satisfy requirements practically
- Common pitfalls and how to avoid them
- Regulatory trends and upcoming changes
Technology-Enabled Compliance
We don’t just advise—we implement:
- Automated compliance monitoring
- Evidence collection systems
- Policy enforcement technology
- Audit trail and logging
- Continuous validation
Proven Track Record
- 100% audit pass rate across all frameworks
- 150+ successful audits and examinations
- Zero compliance-related breaches
- Long-term client relationships (average 7+ years)
- Direct experience with major auditing firms
Not Sure Which Framework Applies?
Schedule a free compliance consultation. We'll review your business model, industry, and client requirements to identify which frameworks you need—and create a practical roadmap to achieve compliance.
Related Pages
GDPR Compliance
EU General Data Protection Regulation compliance for organizations processing EU citizen data
HIPAA Compliance Solutions
Comprehensive HIPAA Security Rule and Privacy Rule compliance for healthcare providers. Protect PHI and meet all technical safeguards requirements.
ISO 27001 Certification
International standard for information security management systems (ISMS) certification
NIST Frameworks Compliance
NIST Cybersecurity Framework, NIST 800-53, and NIST 800-171 compliance for federal contractors and regulated organizations
PCI-DSS Compliance
Payment Card Industry Data Security Standard compliance for organizations processing, storing, or transmitting cardholder data
SEC & FINRA Compliance Solutions
Technology compliance for investment advisers, broker-dealers, and financial firms. Expert SEC examination support and FINRA cybersecurity compliance.
SOC 2 Type II Compliance
Achieve and maintain SOC 2 Type II certification with expert guidance and automated compliance monitoring
SOX Compliance (Sarbanes-Oxley)
IT general controls and financial system security for Sarbanes-Oxley Section 404 compliance